Process

Risk

Control Objective

Control Name

PCAOB Assertions C EO V RO PD

Financial Statement

COBiT Assertions C A V R

Key Control?

Frequency

Preventative / Detective

Manual / Automated / Spreadsheet

Ownership

Linked Resources

Test Plan

Work Request analysis & Assignment sub-process Within this phase, The stakeholders, (who could be a single person or a team of people depending on complexity of the request), review the work requests and provide an assessment, (which can be a single line in the requestor tracker or a detailed report - once again, depending on complexity of request), on their findings & recommendations. These return to the CCG where they are rejected or allocated to existing projects or a proposal to start the procedure to initate a new project. Duration of this phase can take from 1 day to 3 months depending on completxity. Once work request have completed their assessment, they will have progressed to a Maturity level 2. Refer to the detailed 'Requirements Analysis and Assignment' Sub Process for complete details.

This process does not have any associated risks.