Business Management System

Individual Matrix  |  Excel Version

Process Risk Control Objective Control Name PCAOB Assertions
C
 EO
 V
 RO
 PD
Financial Statement COBiT Assertions
C
 A
 V
 R
Key Control? Frequency Preventative / Detective Manual / Automated / Spreadsheet Ownership Linked Resources Test Plan
Business Management System
This process does not have any associated risks.

  

Inbound Receiving Process

Individual Matrix  |  Excel Version

Process Risk Control Objective Control Name PCAOB Assertions
C
 EO
 V
 RO
 PD
Financial Statement COBiT Assertions
C
 A
 V
 R
Key Control? Frequency Preventative / Detective Manual / Automated / Spreadsheet Ownership Linked Resources Test Plan
Inbound Receiving Process
Process for receiving product and raw materials into inventory using the paperless receiving method.
This process does not have any associated risks.

  

Inbound Receiving Process - Fort Worth

Individual Matrix  |  Excel Version

Process Risk Control Objective Control Name PCAOB Assertions
C
 EO
 V
 RO
 PD
Financial Statement COBiT Assertions
C
 A
 V
 R
Key Control? Frequency Preventative / Detective Manual / Automated / Spreadsheet Ownership Linked Resources Test Plan
Inbound Receiving Process - Fort Worth
No advanced scheduling. Shipments arrive and drivers are assigned to a dock door on a first-come, first-serve basis.
This process does not have any associated risks.

  

Quality Assurance Process

Individual Matrix  |  Excel Version

Process Risk Control Objective Control Name PCAOB Assertions
C
 EO
 V
 RO
 PD
Financial Statement COBiT Assertions
C
 A
 V
 R
Key Control? Frequency Preventative / Detective Manual / Automated / Spreadsheet Ownership Linked Resources Test Plan
Quality Assurance Process
Process for inspecting inbound product and handling of incorrect or damaged goods.
This process does not have any associated risks.